Securities Act, 2063 (2007)
दफा ११२
Liaison With Government Of Nepal
The Board shall, in liaising with the Government of Nepal, do so through the Ministry of Finance.
Securities Act, 2063 (2007)
परिच्छेद - २
दफा ३: Establishment Of Boardदफा ४: Board To Be An Autonomous And Body Corporateदफा ५: Functions, Duties And Powers Of The Boardदफा ६: Meeting And Decision Of Boardदफा ७: Appointment Of Chairpersonदफा ८: Functions, Duties And Powers Of The Chairpersonदफा ९: Remuneration, Meeting Allowance And Other Facilities Of Chairperson And Memberदफा १०: Qualification Of Chairperson And Memberदफा ११: Disqualification Of Chairperson And Memberदफा १२: Circumstances On Which A Chairperson And A Member May Be Removed From Officeदफा १३: Resignation Of Chairperson And Memberदफा १४: Fulfillment Of Vacancyदफा १५: Proceeding Not To Be Invalidदफा १६: Powers To Form Committee Or Sub-committeeदफा १७: Delegation Of Powersदफा १८: Requirement Of Disclosure In Regard To Conflict Of Interestदफा १९: Provisions Relating To Accounts Experts, Advisors And Employeesदफा २०: To Take Oathदफा २१: Secrecyदफा २२: Fund Of Boardदफा २३: Provision Of Revolving Fundदफा २४: Accounts Of Boardदफा २५: Auditor And Auditदफा २६: Annual Report
परिच्छेद - ४
दफा ३६: License To Be Obtained To Operate Stock Exchangeदफा ३७: Application To Be Made To Carry On Stock Exchangeदफा ३८: Issue Of A License To Carry On Stock Exchangeदफा ३९: The Board May Specify Termsदफा ४०: Power To Refuse To Issue License To Carry On Stock Exchangeदफा ४१: Minimum Capital And Financial Sourceदफा ४२: Validity Period And Renewal Of A License To Carry On Stock Exchangeदफा ४३: Transactions Of Recognized Securitiesदफा ४४: Managerial Responsibility Of Stock Exchangeदफा ४५: Functions, Duties And Powers Of Stock Exchangeदफा ४६: Disclosure To Be Made By Stock Exchangeदफा ४७: Stock Exchange To Submit A Reportदफा ४८: Stock Exchange To Issue Directionदफा ४९: Ceiling Of Securities Transactions May Be Fixedदफा ५०: Charge To Be Paid By Stock Exchangeदफा ५१: Stock Exchange To Assist Boardदफा ५२: Information Of Action To Be Givenदफा ५३: Stock Exchange To Provide For Compensation Fundदफा ५४: Provisions Relating To Operation Of Compensation Fundदफा ५५: Board To Make Provisions On Compensation
परिच्छेद - ५
दफा ५६: License To Be Obtained To Carry On Securities Businessदफा ५७: Application For License To Carry On Dealing In Securitiesदफा ५८: A License To Carry On Securities Business To Issueदफा ५९: Board To Specify Terms And Conditionsदफा ६०: Power To Refuse To Issue A License To Carry On Securities Businessदफा ६१: Validity And Renewal Of A License To Carry On Securities Businessदफा ६२: Power To Prescribe For Carrying On Securities Business Through A Subsidiary Companyदफा ६३: Types Of Securities Businessदफा ६४: License Not To Be Issued To Carry On Securities Business Without Specifying Agentदफा ६५: Formal Agentदफा ६६: Rights Of Securities Business Personदफा ६७: Minimum Capital And Financial Source Of Securities Business Personदफा ६८: To Maintain Records Of Securities Business Personsदफा ६९: Records Of Formal Agentsदफा ७०: Information To Be Given
परिच्छेद - ९
दफा ९१: Insider Tradingदफा ९२: Persons Likely To Be Involved In Insider Tradingदफा ९३: Information Or Notice Deemed To Have Been Made Publicदफा ९४: False Tradingदफा ९५: Fluctuation In Priceदफा ९६: To Affect Stock Exchangeदफा ९७: To Supply Misleading Statementsदफा ९८: Fraudulent Transctionदफा ९९: Prohibition On Transaction Of Securities By Fraud Or Misrepresentationदफा १००: Destroy Or Concealment Of Documents, Statements Or Recordsदफा १०१: Punishmentदफा १०२: Government Of Nepal To Be A Plaintiffदफा १०३: Investigation And Filing Of A Caseदफा १०४: Investigation May Be Conducted Upon Holding In Detention Or Suspension Or Release On Bailदफा १०५: Compensation To Be Paidदफा १०६: Appealदफा १०७: Remedies Against Undue Biasदफा १०८: To Be Disqualified To Be A Director Or General Manager